Led by an market recognized IPO expert, our dedicated IPO team comprises professionals with technical skills and industry experiences can assist you in areas including but not limited to:
Advising on IPO Logistics
Liaising with all working parties including the Company, the appointed Sponsor(s)/Global Coordinator(s) and Legal Advisors, Hong Kong Securities Clearing Company Limited, bankers and others in planning for IPO logistics and processes
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Reviewing Listing Documents
Reviewing and providing relevant professional inputs on appropriate sections of IPO documents including the prospectus, application forms and other related documents
Ensuring Confidentiality
All deal-related information are kept behind the wall of the office
Publishing Allotment Results
Reviewing allocations / results announcement and preparing allotment reports
Processing Applications
Consolidating and registering IPO subscription details from all application channels, identifying and deleting invalid applications in accordance with Hong Kong’s listing rules and other applicable regulations
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Preparing Basis of Allocation
Preparing and computerizing scenarios or basis of allocation in the event of over-subscription and providing assistance to appointed Sponsor(s)
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Dispatching Entitlement
Dispatching share entitlements and refund entitlements to successful IPO applicants and international places
Answering Enquires
Providing a call center with trained personnel to promptly respond to enquiries from the public
Setting Up the Register of Members
Setting up the Register of Members upon listing
In addition, Tricor is the only Hong Kong Share Registrar that is able to provide IPO service from a “Commercial” perspective on top of the conventional “processing role” of a share registry during the IPO process.